Meet Helane Morrison the lady enforcing compliance in the corporate world

Enforcing compliance in the business world is not an easy task. It is demanding and requires a lot of commitment. It also requires the person enforcing compliance to be strict so as not to be undermined or overlooked by corporations. All these qualities clearly describe Ms. Helane Morrison. She is the Chief Compliance Officer at Hall Capital Partners, LLC. This is one of the largest advisory firms in the US. She has the duty to enforce integrity, accountability and regulatory compliance on all dealings. People had lost trust in the financial industry which was a result of the economic crash of 2008. It was after this that Hall Capital came to the rescue and started enforcing compliance.
Before she joined Hall Capital in 2007, Morrison headed the San Francisco Office of the US Securities and Exchange Commission from 1997 to 2007. Here, she enforced securities, regulatory compliance and litigation matters in Northern California. Morrison represented the US Securities and Exchange Commission in business relations and legal issues in financial communities and government agencies. She had dealt with fraud cases in SEC which involved top executives from top companies like Hewlett-Packard, HBO, Google and NextCard Inc. she became popular when she exposed the sale of false securities to over 50000 military personnel by the insurance company American Amicable.
Morrison practiced law at Howard, Rice, Nemerovski, Canady, Falk and Rabkin from 1986 to 1996. She then later became a partner at the firm in 1991. She mainly focused on the defense of private securities actions, business litigation, and SEC matters. Helane Morrison is a member of the Board of the Regional Parks Foundation, and she’s also a member of the Hedge Fund Committee of American Bar Association. She is also a periodic speaker on the topics of legal issues affecting investment advisers and private funds.
Helane is a hardworking, assertive and sharp lady. She has created a great impression in the compliance field where women are not entertained. Morrison always insists that every investment they make for their clients is substantial and ethical.
During an interview, she once said that she came from a school that sees a huge benefit in interactions at the office. Part of her success is based on the fact that she is a firm believer in everyone who comes in the office where she allows workplace flexibility. Morrison was an Editor-In-Chief of the California Law Review at the University of California Berkeley where she earned a J.D. She has a B.S degree in Journalism from Northwestern University.

1 thought on “Meet Helane Morrison the lady enforcing compliance in the corporate world”

  1. She has a team of professionals who ensure that every firm who they want to invest with goes through investigation before they can be trusted with the client’s money. That could have resulted to what essay writing service uk reviews has been trying to do which is the finest thing I have ever seen.

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